Potomac Analytics' Logo

FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 31-39 out of 39 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Randy Michael Penkwitz2370943409/18/2002Customer DisputeDenied$0.00$0.00See FINRA Report
James Anthony Pupillo1714650112/11/2001Customer DisputeDenied$5,000.00$0.00See FINRA Report
Winfred Norman Hasty1956832108/17/2001Customer DisputeDenied$106,250.00$0.00See FINRA Report
Lewis Allen Post2030003106/20/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Ben A Roth1080792302/02/2001Customer DisputeDenied$5,000.00$0.00See FINRA Report
Garrett Andrew Ahrens19996961210/08/1999Customer DisputeDenied$5,000.00$0.00See FINRA Report
Garrett Andrew Ahrens19996961210/08/1999Customer DisputeDenied$6,000.00$0.00See FINRA Report
Garrett Andrew Ahrens19996961210/08/1999Customer DisputeDenied$5,000.00$0.00See FINRA Report
Garrett Andrew Ahrens19996961202/04/1999Customer DisputeDenied$14,500.00$0.00See FINRA Report

39 Results

Display: