Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Peter Frederick Butler | 1942182 | 9 | 12/07/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Kevin H Christopher | 4420397 | 3 | 11/03/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Christopher Michael Reisdorf | 4408884 | 1 | 08/09/2010 | Customer Dispute | Denied | $11,758.00 | $0.00 | See FINRA Report |
Dee D Becquet | 3167167 | 2 | 07/10/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Kevin H Christopher | 4420397 | 3 | 06/04/2009 | Customer Dispute | Denied | $99,832.00 | $0.00 | See FINRA Report |
Garrett Andrew Ahrens | 1999696 | 12 | 03/11/2009 | Customer Dispute | Denied | $194,500.00 | $0.00 | See FINRA Report |
James Wilbur Caspers | 2120724 | 2 | 03/04/2009 | Customer Dispute | Denied | $9,384.00 | $0.00 | See FINRA Report |
John Thomas Mougey | 1157582 | 2 | 12/09/2008 | Customer Dispute | Denied | $5,400.00 | $0.00 | See FINRA Report |
Stephen James Landersman | 1860390 | 2 | 09/10/2008 | Customer Dispute | Denied | $21,474.00 | $0.00 | See FINRA Report |
Randy Michael Penkwitz | 2370943 | 4 | 08/21/2008 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |