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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 39 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Peter Frederick Butler1942182912/07/2010Customer DisputeDenied$0.00$0.00See FINRA Report
Kevin H Christopher4420397311/03/2010Customer DisputeDenied$0.00$0.00See FINRA Report
Christopher Michael Reisdorf4408884108/09/2010Customer DisputeDenied$11,758.00$0.00See FINRA Report
Dee D Becquet3167167207/10/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Kevin H Christopher4420397306/04/2009Customer DisputeDenied$99,832.00$0.00See FINRA Report
Garrett Andrew Ahrens19996961203/11/2009Customer DisputeDenied$194,500.00$0.00See FINRA Report
James Wilbur Caspers2120724203/04/2009Customer DisputeDenied$9,384.00$0.00See FINRA Report
John Thomas Mougey1157582212/09/2008Customer DisputeDenied$5,400.00$0.00See FINRA Report
Stephen James Landersman1860390209/10/2008Customer DisputeDenied$21,474.00$0.00See FINRA Report
Randy Michael Penkwitz2370943408/21/2008Customer DisputeDenied$13,000.00$0.00See FINRA Report

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