Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Raymond Hakel | 1028745 | 2 | 01/12/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eli Moallem | 2954321 | 2 | 11/14/2011 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Kent Rodney Beal | 2469212 | 1 | 10/05/2011 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Ryan Paul Forster | 5359587 | 1 | 03/15/2011 | Customer Dispute | Denied | $63,814.00 | $0.00 | See FINRA Report |
| Peter Frederick Butler | 1942182 | 9 | 12/07/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin H Christopher | 4420397 | 3 | 11/03/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Lynn Weese | 2109121 | 4 | 09/29/2010 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Garrett Andrew Ahrens | 1999696 | 12 | 08/30/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Reisdorf | 4408884 | 1 | 08/09/2010 | Customer Dispute | Denied | $11,758.00 | $0.00 | See FINRA Report |
| Brian Lynn Weese | 2109121 | 4 | 07/28/2010 | Customer Dispute | Settled | $128,000.00 | $0.00 | See FINRA Report |