Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Colin Sean Casey | 5528170 | 1 | 04/02/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Anthony Grogan | 4395120 | 1 | 10/15/2018 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Daniel Timothy Fagan | 2434920 | 1 | 12/26/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Peter Frederick Butler | 1942182 | 9 | 12/18/2017 | Customer Dispute | Denied | $9,801.27 | $0.00 | See FINRA Report |
| Stephen James Landersman | 1860390 | 2 | 11/13/2017 | Customer Dispute | Settled | $7,006.00 | $0.00 | See FINRA Report |
| Peter Frederick Butler | 1942182 | 9 | 07/28/2017 | Customer Dispute | Denied | $35,067.70 | $0.00 | See FINRA Report |
| James Kevin Pheney | 1272932 | 1 | 12/29/2016 | Customer Dispute | Closed-No Action | $240,000.00 | $0.00 | See FINRA Report |
| Peter Frederick Butler | 1942182 | 9 | 10/25/2016 | Customer Dispute | Denied | $8,980.42 | $0.00 | See FINRA Report |
| Thomas Joseph Birch | 805540 | 1 | 01/19/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Brian Lynn Weese | 2109121 | 4 | 12/22/2015 | Customer Dispute | Settled | $93,238.00 | $0.00 | See FINRA Report |