Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Garrett Andrew Ahrens | 1999696 | 12 | 10/08/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Garrett Andrew Ahrens | 1999696 | 12 | 10/08/1999 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Garrett Andrew Ahrens | 1999696 | 12 | 10/08/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 09/09/1999 | Customer Dispute | Settled | $10,587.50 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 09/09/1999 | Customer Dispute | Settled | $12,740.00 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 09/09/1999 | Customer Dispute | Settled | $22,877.00 | $0.00 | See FINRA Report |
| Garrett Andrew Ahrens | 1999696 | 12 | 02/04/1999 | Customer Dispute | Denied | $14,500.00 | $0.00 | See FINRA Report |
| Ben A Roth | 1080792 | 3 | 01/29/1999 | Customer Dispute | Settled | $164,000.00 | $0.00 | See FINRA Report |
| Rajnish Bhuyan | 1796136 | 2 | 05/22/1997 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Lindsey Scott Ferguson | 1997373 | 2 | 01/20/1997 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |