Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Perry Dean Bohl | 1949724 | 2 | 02/16/2001 | Customer Dispute | Settled | $18,412.00 | $0.00 | See FINRA Report |
| Ben A Roth | 1080792 | 3 | 02/02/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 07/18/2000 | Customer Dispute | Closed-No Action | $10,562.50 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 07/18/2000 | Customer Dispute | Closed-No Action | $23,310.00 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 07/18/2000 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 02/28/2000 | Customer Dispute | Settled | $11,340.00 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 02/02/2000 | Customer Dispute | Settled | $18,450.00 | $0.00 | See FINRA Report |
| Richard Allen Ceffalio | 2619565 | 5 | 01/31/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 01/28/2000 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Raymond Lyle Kean | 2562320 | 10 | 01/26/2000 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |