Our Staff has compiled our research into a database of FINRA Broker Disclosures for Craft Capital Management LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Oneil Newton James | 4363947 | 1 | 10/21/2008 | Customer Dispute | Settled | $8,050.00 | $0.00 | See FINRA Report |
David Matthew Cohen | 5858234 | 9 | 01/27/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Steven Joel Shmulewitz | 2383881 | 10 | 09/01/2006 | Customer Dispute | Settled | $11,800.00 | $0.00 | See FINRA Report |
Scott Bronson | 7185657 | 1 | 08/04/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Shawn Charles Haynes | 2939522 | 8 | 07/11/2006 | Customer Dispute | Settled | $49,639.00 | $0.00 | See FINRA Report |
James William Welch | 2633094 | 4 | 05/11/2004 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
Scott M Riemer | 2809530 | 1 | 06/04/2003 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
James William Welch | 2633094 | 4 | 10/15/2001 | Customer Dispute | Denied | $22,797.00 | $0.00 | See FINRA Report |
Barry Michael Kiront | 2281871 | 3 | 07/13/2001 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
Steven Joel Shmulewitz | 2383881 | 10 | 07/13/2001 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |