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FINRA Broker Disclosures for Craft Capital Management LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Craft Capital Management LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 76 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Patrick A Perugino6363411404/01/2020Customer DisputeClosed-No Action$50,000.00$0.00See FINRA Report
George Lance Calhoun5526834312/04/2019Customer DisputeClosed-No Action$250,000.00$0.00See FINRA Report
David Matthew Cohen5858234911/06/2019Judgment / Lien$0.00$0.00See FINRA Report
Anthony John Robert Pucci6120523208/20/2019Customer DisputeSettled$32,885.20$0.00See FINRA Report
Shawn Charles Haynes2939522805/08/2019Judgment / Lien$0.00$0.00See FINRA Report
Shawn Charles Haynes2939522805/07/2019Judgment / Lien$0.00$0.00See FINRA Report
Martin Brian Abraham4565331904/05/2019Judgment / Lien$0.00$0.00See FINRA Report
David Matthew Cohen5858234903/14/2019Judgment / Lien$0.00$0.00See FINRA Report
Richard Marc Hecker7015429209/11/2018Employment Separation After Allegations$0.00$0.00See FINRA Report
Shawn Charles Haynes2939522806/22/2018Judgment / Lien$0.00$0.00See FINRA Report

76 Results

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