Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jorge A Romero | 5420761 | 1 | 01/09/2014 | Customer Dispute | Closed-No Action | $45,000.00 | $0.00 | See FINRA Report |
| Louis Mitchell Shinaman | 2750556 | 1 | 08/26/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |