Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bert Earl Miller | 1145903 | 4 | 09/06/2005 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Bert Earl Miller | 1145903 | 4 | 12/23/2004 | Customer Dispute | Denied | $9,500.00 | $0.00 | See FINRA Report |
| Bert Earl Miller | 1145903 | 4 | 08/10/2004 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Bert Earl Miller | 1145903 | 4 | 02/09/2004 | Customer Dispute | Award / Judgment | $0.00 | $50,000.00 | See FINRA Report |