Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nancy Abraham | 1184108 | 3 | 03/31/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nancy Abraham | 1184108 | 3 | 11/10/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nancy Abraham | 1184108 | 3 | 03/23/1998 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |