Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dan Edward Wagner | 2867278 | 4 | 09/22/2023 | Customer Dispute | Pending | $189,550.00 | $0.00 | See FINRA Report |
| Dan Edward Wagner | 2867278 | 4 | 08/17/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Dan Edward Wagner | 2867278 | 4 | 03/10/2009 | Customer Dispute | Withdrawn | $82,500.00 | $0.00 | See FINRA Report |
| Dan Edward Wagner | 2867278 | 4 | 07/24/2007 | Customer Dispute | Closed-No Action | $15,200.00 | $0.00 | See FINRA Report |