Our Staff has compiled our research into a database of FINRA Broker Disclosures for Roselaine Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Wei Donald Tang | 1805501 | 3 | 07/06/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Wei Donald Tang | 1805501 | 3 | 09/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Wei Donald Tang | 1805501 | 3 | 01/21/1994 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |