Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Horizon Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Susan Shuba Umphries | 2919611 | 1 | 03/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Donnell Graves | 5655450 | 1 | 09/28/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tyler Eric Weatherford | 7817305 | 1 | 08/06/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Charles Robbins | 7249023 | 1 | 06/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Alexander Hager | 4317123 | 1 | 05/22/2013 | Customer Dispute | Settled | $194,850.00 | $0.00 | See FINRA Report |
| Jared Vincent Labue | 4796659 | 1 | 05/24/2012 | Customer Dispute | Settled | $5,207.00 | $0.00 | See FINRA Report |
| Patrick Sean Johnson | 4954765 | 1 | 11/13/2011 | Customer Dispute | Closed-No Action | $7,749.16 | $0.00 | See FINRA Report |
| Trevor Scott Smith | 4316640 | 1 | 10/18/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stacey King Haney | 2874380 | 2 | 01/26/2011 | Customer Dispute | Denied | $334,579.00 | $0.00 | See FINRA Report |
| Darby Wayne Dickenson | 2768827 | 1 | 08/11/2010 | Customer Dispute | Denied | $108,000.00 | $0.00 | See FINRA Report |