Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Mark Johnson | 1941908 | 8 | 11/02/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Joel Mark Johnson | 1941908 | 8 | 12/10/2021 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Heath G Grossman | 4018002 | 1 | 11/24/2020 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Douglas William Miller | 1969971 | 2 | 10/20/2020 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Douglas William Miller | 1969971 | 2 | 09/30/2020 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Eric Field Hogarth | 4799191 | 2 | 06/10/2010 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |