Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Mark Johnson | 1941908 | 8 | 08/25/2023 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| David Scott Shapiro | 2857195 | 1 | 10/01/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |