Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steve O'Flynn | 6768704 | 1 | 01/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Dennis Griffin | 2242054 | 1 | 03/30/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Nelson Brantley | 5386636 | 1 | 02/26/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Craig Bennett Roth | 2162815 | 1 | 12/17/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyson Paul Thacker | 2388343 | 1 | 07/05/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |