Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffery M Sorensen | 1623946 | 3 | 02/03/2023 | Customer Dispute | Settled | $190,000.00 | $0.00 | See FINRA Report |
| Patrick Rankin Chitwood | 871271 | 1 | 03/02/2022 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jack Lewis Jones | 2539111 | 4 | 11/22/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jeffery M Sorensen | 1623946 | 3 | 08/24/2021 | Customer Dispute | Settled | $436,200.00 | $0.00 | See FINRA Report |
| Jeffery M Sorensen | 1623946 | 3 | 01/26/2021 | Customer Dispute | Settled | $114,000.00 | $0.00 | See FINRA Report |
| Kyle Sean Jobin | 4915438 | 4 | 12/23/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Jensen | 2526487 | 2 | 09/30/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Jensen | 2526487 | 2 | 09/30/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Sean Jobin | 4915438 | 4 | 09/14/2020 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Jeffery Michael Darwish | 3228029 | 8 | 07/17/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |