Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ivan Orlando Hernandez | 2630822 | 1 | 07/06/2009 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Steven Alan Wagner | 825793 | 6 | 07/17/2002 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
| Steven Alan Wagner | 825793 | 6 | 06/30/1994 | Customer Dispute | Settled | $308,044.00 | $0.00 | See FINRA Report |
| Steven Alan Wagner | 825793 | 6 | 06/24/1993 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Steven Alan Wagner | 825793 | 6 | 10/01/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Alan Wagner | 825793 | 6 | 01/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Alan Wagner | 825793 | 6 | 05/13/1987 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |