Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Eric Platnico | 2102086 | 7 | 07/09/2024 | Customer Dispute | Pending | $361,000.00 | $0.00 | See FINRA Report |
| Matthew Eric Platnico | 2102086 | 7 | 05/23/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Eric Platnico | 2102086 | 7 | 12/28/2022 | Customer Dispute | Settled | $332,000.00 | $0.00 | See FINRA Report |
| Daniel Peter Solakian | 5775341 | 1 | 09/02/2021 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Matthew Eric Platnico | 2102086 | 7 | 03/20/2021 | Customer Dispute | Settled | $370,000.00 | $0.00 | See FINRA Report |
| Matthew Eric Platnico | 2102086 | 7 | 07/15/2020 | Customer Dispute | Settled | $1,460,000.00 | $0.00 | See FINRA Report |
| Matthew Eric Platnico | 2102086 | 7 | 02/22/2019 | Customer Dispute | Settled | $95,690.00 | $0.00 | See FINRA Report |
| Matthew Eric Platnico | 2102086 | 7 | 02/19/2019 | Customer Dispute | Settled | $190,463.00 | $0.00 | See FINRA Report |
| Darrell R Beahon | 2107480 | 4 | 07/23/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Darrell R Beahon | 2107480 | 4 | 07/20/2018 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |