Our Staff has compiled our research into a database of FINRA Broker Disclosures for Comerica Securities. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Anthony James Losh | 3135771 | 1 | 01/27/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Patrick Dolan Oleary | 2177532 | 1 | 06/18/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Scott Wiley | 4547791 | 2 | 06/18/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Raymond Anthony Basile | 832657 | 6 | 04/30/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Raymond Anthony Basile | 832657 | 6 | 07/06/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Raymond Anthony Basile | 832657 | 6 | 09/13/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Robert Louis Nagy | 2492917 | 4 | 06/11/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Raymond Anthony Basile | 832657 | 6 | 06/22/1990 | Customer Dispute | Award / Judgment | $0.00 | $25,000.00 | See FINRA Report |
Raymond Anthony Basile | 832657 | 6 | 05/19/1989 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
Raymond Anthony Basile | 832657 | 6 | 02/16/1988 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |