Our Staff has compiled our research into a database of FINRA Broker Disclosures for Comerica Securities. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Keith Seago | 2744455 | 2 | 05/11/2016 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
Jason William Martin | 4567691 | 1 | 03/09/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
William Keith Seago | 2744455 | 2 | 03/01/2016 | Customer Dispute | Denied | $39,188.00 | $0.00 | See FINRA Report |
James Henry Kumpf | 4536205 | 7 | 07/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
James Henry Kumpf | 4536205 | 7 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
James Henry Kumpf | 4536205 | 7 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
James Henry Kumpf | 4536205 | 7 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Rhonda Brna | 5499427 | 1 | 11/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michael Correll | 6599259 | 1 | 01/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Robert Louis Nagy | 2492917 | 4 | 07/23/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |