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FINRA Broker Disclosures for Comerica Securities

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Comerica Securities. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 80 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William Keith Seago2744455205/11/2016Customer DisputeSettled$90,000.00$0.00See FINRA Report
Jason William Martin4567691103/09/2016Customer DisputeDenied$0.00$0.00See FINRA Report
William Keith Seago2744455203/01/2016Customer DisputeDenied$39,188.00$0.00See FINRA Report
James Henry Kumpf4536205707/01/2015FinancialFinal$0.00$0.00See FINRA Report
James Henry Kumpf4536205705/01/2015FinancialFinal$0.00$0.00See FINRA Report
James Henry Kumpf4536205705/01/2015FinancialFinal$0.00$0.00See FINRA Report
James Henry Kumpf4536205705/01/2015FinancialFinal$0.00$0.00See FINRA Report
Rhonda Brna5499427111/20/2014FinancialFinal$0.00$0.00See FINRA Report
Michael Correll6599259101/03/2014FinancialFinal$0.00$0.00See FINRA Report
Robert Louis Nagy2492917407/23/2013CriminalFinal Disposition$0.00$0.00See FINRA Report

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