Our Staff has compiled our research into a database of FINRA Broker Disclosures for Comerica Securities. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nancy Ruth Gabany | 2393919 | 4 | 08/29/2018 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Leslie Lynn Lister | 4760412 | 1 | 01/26/2018 | Customer Dispute | Settled | $159,749.00 | $0.00 | See FINRA Report |
| Paul Leonard Zajciw | 2711901 | 4 | 01/26/2018 | Customer Dispute | Settled | $159,749.00 | $0.00 | See FINRA Report |
| Nancy Ruth Gabany | 2393919 | 4 | 04/17/2017 | Customer Dispute | Denied | $45,948.20 | $0.00 | See FINRA Report |
| Joseph Ronald Lesner | 2896221 | 1 | 03/20/2017 | Customer Dispute | Denied | $30,649.10 | $0.00 | See FINRA Report |
| Daniel Jay Bloemers | 4790501 | 1 | 10/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Henry Kumpf | 4536205 | 7 | 07/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Henry Kumpf | 4536205 | 7 | 07/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Henry Kumpf | 4536205 | 7 | 07/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michele Rose Garcia | 4234592 | 1 | 05/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |