Our Staff has compiled our research into a database of FINRA Broker Disclosures for Comerica Securities. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Sondra Lee Taylor | 4398277 | 5 | 01/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sondra Lee Taylor | 4398277 | 5 | 10/20/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Sondra Lee Taylor | 4398277 | 5 | 09/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sondra Lee Taylor | 4398277 | 5 | 09/03/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Daniel Jay Bloemers | 4790501 | 1 | 10/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
James Henry Kumpf | 4536205 | 7 | 07/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
James Henry Kumpf | 4536205 | 7 | 07/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
James Henry Kumpf | 4536205 | 7 | 07/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michele Rose Garcia | 4234592 | 1 | 05/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
James Henry Kumpf | 4536205 | 7 | 07/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |