Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Robert Balog | 2634686 | 2 | 10/15/2008 | Customer Dispute | Closed-No Action | $29,100.00 | $0.00 | See FINRA Report |
| James Michael Garber | 720937 | 1 | 10/15/2008 | Customer Dispute | Closed-No Action | $29,100.00 | $0.00 | See FINRA Report |