Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Alan Leonard | 1184845 | 3 | 06/01/2009 | Customer Dispute | Settled | $305,257.00 | $0.00 | See FINRA Report |
| David Alan Leonard | 1184845 | 3 | 12/07/2004 | Customer Dispute | Settled | $189,927.00 | $0.00 | See FINRA Report |
| David Alan Leonard | 1184845 | 3 | 03/16/2000 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |