Our Staff has compiled our research into a database of FINRA Broker Disclosures for SDR Capital Markets, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Davis Thode | 3192819 | 5 | 03/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Davis Thode | 3192819 | 5 | 10/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Davis Thode | 3192819 | 5 | 03/17/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Davis Thode | 3192819 | 5 | 03/17/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Davis Thode | 3192819 | 5 | 03/17/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Sean Davis | 4392769 | 1 | 07/28/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |