Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Howard Fullman | 1516584 | 1 | 10/09/2023 | Customer Dispute | Pending | $1,477,270.00 | $0.00 | See FINRA Report |
| Fitzgerald Miller | 1922560 | 1 | 02/04/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Eugene Egan | 818750 | 6 | 02/05/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Eugene Egan | 818750 | 6 | 03/12/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Eugene Egan | 818750 | 6 | 10/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Eugene Egan | 818750 | 6 | 03/07/2011 | Customer Dispute | Award / Judgment | $500,000.00 | $253,885.00 | See FINRA Report |
| John Eugene Egan | 818750 | 6 | 03/26/1998 | Customer Dispute | Award / Judgment | $50,000.00 | $12,800.00 | See FINRA Report |
| John Eugene Egan | 818750 | 6 | 10/30/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |