Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Dennis Lyman | 1184978 | 3 | 02/12/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Lisa P Zarkin | 2158487 | 1 | 09/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gene Taylor Hiser | 1217847 | 1 | 08/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |