Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Duncan Black | 1574605 | 9 | 08/25/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Duncan Black | 1574605 | 9 | 06/17/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jay H Levy | 4866495 | 1 | 04/09/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Duncan Black | 1574605 | 9 | 06/24/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Duncan Black | 1574605 | 9 | 08/15/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Duncan Black | 1574605 | 9 | 04/17/2000 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| John Duncan Black | 1574605 | 9 | 03/10/1999 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| John Duncan Black | 1574605 | 9 | 03/01/1997 | Customer Dispute | Settled | $9,000.00 | $0.00 | See FINRA Report |
| John Duncan Black | 1574605 | 9 | 08/21/1996 | Customer Dispute | Settled | $102,678.00 | $0.00 | See FINRA Report |
| John Duncan Black | 1574605 | 9 | 07/22/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |