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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 10 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Thomas Burgess Hamlin22085051009/09/2024Customer DisputePending$650,000.00$0.00See FINRA Report
Thomas Burgess Hamlin22085051001/29/2024Customer DisputeSettled$108,000.00$0.00See FINRA Report
Thomas Burgess Hamlin22085051012/14/2023Customer DisputeSettled$168,000.00$0.00See FINRA Report
Thomas Burgess Hamlin22085051012/12/2023Customer DisputeSettled$189,204.00$0.00See FINRA Report
Thomas Burgess Hamlin22085051012/11/2023Customer DisputeSettled$2,000,000.00$0.00See FINRA Report
Thomas Burgess Hamlin22085051012/05/2023Customer DisputeSettled$504,476.00$0.00See FINRA Report
Thomas Burgess Hamlin22085051011/27/2023Customer DisputeSettled$500,000.00$0.00See FINRA Report
Thomas Burgess Hamlin22085051010/09/2023Customer DisputeSettled$285,000.00$0.00See FINRA Report
Thomas Burgess Hamlin22085051009/21/2023Customer DisputeSettled$355,000.00$0.00See FINRA Report
Thomas Burgess Hamlin22085051011/08/2012Employment Separation After Allegations$0.00$0.00See FINRA Report

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