Our Staff has compiled our research into a database of FINRA Broker Disclosures for Gpwa, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Joseph Cote | 4218494 | 2 | 12/19/2023 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Dean Vincent Toscano | 6145732 | 1 | 12/19/2023 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Brian Joseph Cote | 4218494 | 2 | 11/20/2023 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Mark Bradley Frost | 1172405 | 1 | 10/22/2002 | Customer Dispute | Settled | $390,000.00 | $0.00 | See FINRA Report |