Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Michael Cartolano | 1673541 | 5 | 07/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jayson Call Walker | 1663961 | 5 | 05/28/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jayson Call Walker | 1663961 | 5 | 05/31/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Michael Cartolano | 1673541 | 5 | 06/23/2015 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Jayson Call Walker | 1663961 | 5 | 12/10/2014 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Jayson Call Walker | 1663961 | 5 | 12/10/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jayson Call Walker | 1663961 | 5 | 12/04/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Michael Cartolano | 1673541 | 5 | 11/14/2007 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| John Michael Cartolano | 1673541 | 5 | 08/10/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Michael Cartolano | 1673541 | 5 | 11/20/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |