Our Staff has compiled our research into a database of FINRA Broker Disclosures for Financial Northeastern Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry Romano | 3240426 | 2 | 12/31/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jerry Romano | 3240426 | 2 | 09/14/2020 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Sandralin Josephine Kiss | 1093671 | 1 | 10/21/2011 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Margaret Tanis | 1202514 | 1 | 02/15/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |