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FINRA Broker Disclosures for THE Huntington Investment Company

Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Huntington Investment Company. Search or filter the database to find more about a specific broker.

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Displaying 81-90 out of 134 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Tamara Kay Davis5633584105/29/2014Customer DisputeSettled$42,852.30$0.00See FINRA Report
Andrew Cory Simons4723824105/22/2014Customer DisputeClosed-No Action$10,788.90$0.00See FINRA Report
Annie Marie Kruzel4845822304/17/2014Customer DisputeSettled$20,220.00$0.00See FINRA Report
Jacob Charles Chalupa5586995202/13/2014Customer DisputeSettled$16,317.10$0.00See FINRA Report
Andrew William Kessinger2843844501/30/2014Customer DisputeSettled$6,182.90$0.00See FINRA Report
Kevin Jon Clingaman2317255212/10/2013Customer DisputeSettled$150,000.00$0.00See FINRA Report
Chase Parker7324224110/12/2013CriminalFinal Disposition$0.00$0.00See FINRA Report
Mark Lloyd Davis2730104208/12/2013Customer DisputeSettled$16,123.10$0.00See FINRA Report
Brandon Robert Hale5121592206/16/2013Customer DisputeSettled$25,000.00$0.00See FINRA Report
Juan Marcano5623350306/05/2013Customer DisputeSettled$5,000.00$0.00See FINRA Report

134 Results

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