Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Huntington Investment Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gustavo Placencia | 7224870 | 1 | 01/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Junie Y Zou | 7510584 | 1 | 10/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Joseph Anthony Nicholson | 7181411 | 1 | 10/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jennifer G Drapp | 2609123 | 2 | 08/15/2015 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
Angela Brianne Ruffin | 7826829 | 2 | 08/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Blake Allen Peterson | 3153312 | 1 | 05/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jason Howard Slates | 2936787 | 1 | 03/10/2015 | Customer Dispute | Denied | $44,000.00 | $0.00 | See FINRA Report |
Jacob Charles Chalupa | 5586995 | 2 | 02/12/2015 | Customer Dispute | Settled | $5,500.00 | $0.00 | See FINRA Report |
Gregory Scott Lutterman | 4488199 | 2 | 12/24/2014 | Customer Dispute | Closed-No Action | $105,000.00 | $0.00 | See FINRA Report |
Joseph Donald Leonetti | 2638967 | 1 | 11/20/2014 | Customer Dispute | Settled | $32,637.00 | $0.00 | See FINRA Report |