Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Huntington Investment Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel James Dopp | 2178745 | 1 | 01/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan David Schneider | 5163024 | 1 | 12/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Candace Sue Guerin | 4902455 | 12 | 12/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Mullett | 7432633 | 1 | 11/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Marcano | 5623350 | 3 | 09/14/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jason Thompson Crottie | 4640985 | 2 | 09/01/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew William Kessinger | 2843844 | 5 | 08/30/2016 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| Eric Smith | 6099341 | 1 | 07/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Ashby | 6671632 | 8 | 07/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Ashby | 6671632 | 8 | 07/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |