Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Huntington Investment Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David Andrew Hawkins | 4007800 | 1 | 10/30/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Jason Thompson Crottie | 4640985 | 2 | 04/07/2008 | Customer Dispute | Settled | $5,130.00 | $0.00 | See FINRA Report |
Jessica Thacker | 7397240 | 1 | 01/16/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michael Thomas Maeser | 1636857 | 1 | 11/29/2007 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Tiffany Anne Jackson | 7714861 | 1 | 01/12/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jon Erin Short | 4248122 | 1 | 09/29/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Mark Vincent Keith | 1132357 | 1 | 08/31/2004 | Customer Dispute | Denied | $13,175.00 | $0.00 | See FINRA Report |
Angela Brianne Ruffin | 7826829 | 2 | 02/05/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Anthony Thomas Fidelibus | 2700969 | 2 | 01/21/2004 | Customer Dispute | Denied | $10,650.00 | $0.00 | See FINRA Report |
Janet Elaine Bonnell | 2957104 | 2 | 02/21/2003 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |