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FINRA Broker Disclosures for THE Huntington Investment Company

Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Huntington Investment Company. Search or filter the database to find more about a specific broker.

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Displaying 111-120 out of 134 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David Andrew Hawkins4007800110/30/2008Customer DisputeDenied$5,000.00$0.00See FINRA Report
Jason Thompson Crottie4640985204/07/2008Customer DisputeSettled$5,130.00$0.00See FINRA Report
Jessica Thacker7397240101/16/2008CriminalFinal Disposition$0.00$0.00See FINRA Report
Michael Thomas Maeser1636857111/29/2007Customer DisputeSettled$50,000.00$0.00See FINRA Report
Tiffany Anne Jackson7714861101/12/2005CriminalFinal Disposition$0.00$0.00See FINRA Report
Jon Erin Short4248122109/29/2004RegulatoryFinal$0.00$0.00See FINRA Report
Mark Vincent Keith1132357108/31/2004Customer DisputeDenied$13,175.00$0.00See FINRA Report
Angela Brianne Ruffin7826829202/05/2004CriminalFinal Disposition$0.00$0.00See FINRA Report
Anthony Thomas Fidelibus2700969201/21/2004Customer DisputeDenied$10,650.00$0.00See FINRA Report
Janet Elaine Bonnell2957104202/21/2003Customer DisputeDenied$20,000.00$0.00See FINRA Report

134 Results

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