Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Huntington Investment Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theresa Ann Mouw | 3148102 | 1 | 06/01/2013 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Daniel C Berssenbruegge | 5411878 | 1 | 04/18/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Philip Brindley | 4021262 | 1 | 02/07/2013 | Customer Dispute | Denied | $89,303.00 | $0.00 | See FINRA Report |
| William Newell Bernardi | 4545186 | 2 | 03/12/2012 | Customer Dispute | Settled | $23,680.00 | $0.00 | See FINRA Report |
| Ryan Jay Dunlap | 5075029 | 1 | 01/13/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew William Kessinger | 2843844 | 5 | 11/17/2011 | Customer Dispute | Denied | $912,600.00 | $0.00 | See FINRA Report |
| Greg Scott Forsythe | 4051531 | 1 | 10/24/2011 | Customer Dispute | Denied | $13,888.00 | $0.00 | See FINRA Report |
| Dane Patrick Robinson | 5163776 | 1 | 07/17/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew William Kessinger | 2843844 | 5 | 07/15/2011 | Customer Dispute | Denied | $19,185.50 | $0.00 | See FINRA Report |
| Gary Arthur Therrian | 1866210 | 1 | 02/23/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |