Our Staff has compiled our research into a database of FINRA Broker Disclosures for Assetmark Brokerage, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Trenton James Grens | 2460818 | 3 | 01/23/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Careem Ali Robinson | 3178761 | 1 | 04/23/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Namesha Shanae Werme | 7339250 | 1 | 12/20/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Theodore Cox | 5067629 | 1 | 10/19/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tony Joseph Tropiano | 5474284 | 3 | 10/06/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tony Joseph Tropiano | 5474284 | 3 | 08/27/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Edward Gaunt | 6641128 | 1 | 08/09/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Hamilton Bolin | 1093519 | 1 | 02/09/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Trenton James Grens | 2460818 | 3 | 06/02/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew James Matrisian | 2507829 | 1 | 07/31/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |