Our Staff has compiled our research into a database of FINRA Broker Disclosures for Assetmark Brokerage, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melissa Marie Alvarado | 4325168 | 1 | 06/13/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Eugene Sult | 4958475 | 1 | 10/04/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Emory Bossong | 2831805 | 1 | 09/09/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karleigh Brett Reitzel | 2092252 | 1 | 06/20/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Lavel White | 7159409 | 5 | 07/10/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Lavel White | 7159409 | 5 | 05/01/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rachel Leaming Eversole | 5967119 | 1 | 03/29/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Steven Garduno | 6634920 | 1 | 03/09/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Lavel White | 7159409 | 5 | 11/07/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Lavel White | 7159409 | 5 | 11/07/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |