Our Staff has compiled our research into a database of FINRA Broker Disclosures for Assetmark Brokerage, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tony Joseph Tropiano | 5474284 | 3 | 06/15/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Elias Adonis Nasr | 6794645 | 1 | 05/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dale Ivan Rasmussen | 7118566 | 1 | 11/04/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Poertner | 6919537 | 1 | 08/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Diane Elkins | 4025488 | 2 | 07/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Diane Elkins | 4025488 | 2 | 07/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Edward Beck | 6908764 | 1 | 04/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Lavel White | 7159409 | 5 | 11/02/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Norbert Allen Lach | 2782344 | 1 | 07/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaysn Derek Valentine | 5693767 | 1 | 03/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |