Our Staff has compiled our research into a database of FINRA Broker Disclosures for Assetmark Brokerage, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimberly Jo Verheecke | 5620746 | 10 | 06/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Edell | 5002258 | 2 | 05/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jerome Jefferson Wallace | 5443513 | 6 | 04/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Jefferson Wallace | 5443513 | 6 | 04/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Daniel Harrison | 6465023 | 1 | 04/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austin Everett Lindsay | 6983021 | 5 | 01/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austin Everett Lindsay | 6983021 | 5 | 01/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Jefferson Wallace | 5443513 | 6 | 04/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Jefferson Wallace | 5443513 | 6 | 04/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Holly Lynn Mathews | 6944444 | 1 | 03/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |