Our Staff has compiled our research into a database of FINRA Broker Disclosures for Assetmark Brokerage, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Ferguson | 5474307 | 1 | 08/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Jo Verheecke | 5620746 | 10 | 08/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Jefferson Wallace | 5443513 | 6 | 08/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Jo Verheecke | 5620746 | 10 | 08/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Jo Verheecke | 5620746 | 10 | 07/02/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Jo Verheecke | 5620746 | 10 | 06/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Jo Verheecke | 5620746 | 10 | 06/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Jo Verheecke | 5620746 | 10 | 06/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Jo Verheecke | 5620746 | 10 | 06/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Jo Verheecke | 5620746 | 10 | 06/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |