Our Staff has compiled our research into a database of FINRA Broker Disclosures for Assetmark Brokerage, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimberly Diane Elkins | 4025488 | 2 | 07/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Diane Elkins | 4025488 | 2 | 07/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Edward Beck | 6908764 | 1 | 04/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Norbert Allen Lach | 2782344 | 1 | 07/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaysn Derek Valentine | 5693767 | 1 | 03/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |