Our Staff has compiled our research into a database of FINRA Broker Disclosures for Assetmark Brokerage, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jordan Daniel Harrison | 6465023 | 1 | 04/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austin Everett Lindsay | 6983021 | 5 | 01/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austin Everett Lindsay | 6983021 | 5 | 01/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austin Everett Lindsay | 6983021 | 5 | 01/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austin Everett Lindsay | 6983021 | 5 | 01/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica Robin Kraft | 6937464 | 2 | 12/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica Robin Kraft | 6937464 | 2 | 11/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elias Adonis Nasr | 6794645 | 1 | 05/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Poertner | 6919537 | 1 | 08/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Diane Elkins | 4025488 | 2 | 07/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |