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FINRA Broker Disclosures for Rockdale Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Rockdale Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 5 out of 5 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Charles Richard Badalamenti2065038512/09/2011Customer DisputeSettled$747,500.00$0.00See FINRA Report
Charles Richard Badalamenti2065038508/29/2011Customer DisputeSettled$809,750.00$0.00See FINRA Report
Charles Richard Badalamenti2065038508/29/2011Customer DisputeSettled$1,080,000.00$0.00See FINRA Report
Charles Richard Badalamenti2065038508/29/2011Customer DisputeSettled$2,563,000.00$0.00See FINRA Report
Charles Richard Badalamenti2065038508/09/2011Customer DisputeSettled$2,950,000.00$0.00See FINRA Report

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