Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Charles Carlini | 1857827 | 2 | 07/06/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Gary Lynn Luna | 5006571 | 1 | 05/09/2007 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Adam Charles Carlini | 1857827 | 2 | 07/06/1999 | Customer Dispute | Settled | $482,900.00 | $0.00 | See FINRA Report |