Our Staff has compiled our research into a database of FINRA Broker Disclosures for Preferred Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffery Allen Smith | 4039773 | 1 | 08/10/2004 | Customer Dispute | Denied | $51,412.00 | $0.00 | See FINRA Report |
| Peter Zucco | 1723684 | 1 | 07/06/2004 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Geoffrey Lawrence Ihm | 3026259 | 1 | 04/01/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Randolph Peyton Pointer | 1735758 | 1 | 08/19/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |