Our Staff has compiled our research into a database of FINRA Broker Disclosures for Curvature Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Andrew Bennett Dorman | 1135912 | 2 | 08/01/2008 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
James Dominick Taormina | 730139 | 2 | 04/22/2002 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
James Dominick Taormina | 730139 | 2 | 04/22/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Andrew Bennett Dorman | 1135912 | 2 | 05/15/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |